Policies & Procedures

HM drafts and customises compliance manuals/plans, internal policies and procedures (including AML/KYC, data protection, risk management frameworks and assessments, business continuity plans and internal control documents).

ILLUSTRATIVE DOCUMENTS

  • AML/CFT Policy
  • Enterprise-wide Risk Assessment
  • General Compliance Manual
  • Conflicts of Interest Policy
  • Code of Ethics
  • Complaints Policy
  • Whistleblower Policy
  • Token Risk Assessment Policy
    • Technology Risk Management Framework
    • Cyber-Hygiene Policy
    • Accredited Investor Opt-In Form
    • Gifts Policy
    • Publicity and Social Media Policy
    • Document Retention Policy
    • Disaster Recovery Policy
    • ESG Policy
    •  
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    Actionable Strategy for a Grey Environment | © 2023 HM

    *HM is not a law firm and neither it nor its personnel may act as an advocate or solicitor for purposes of the Singapore Legal Profession Act.  HM is a Singapore-headquartered management consulting firm.  

    HM operates under three brands: HM Strategy, HM Compliance and HM Counsel.  HM Compliance offers Singapore compliance services, including outsourced compliance, MAS licensing services, ad hoc advisory and consulting services, corporate governance advisory, ESG consulting, training and internal audit.  HM launched as a Singapore compliance consultancy in 2018.  HM Strategy offers regulatory and management strategy advice to Boards of Directors and senior management as well as risk management consulting.  HM Counsel offers in-house counsel services.