Policies & Procedures

HM Strategy drafts and customises compliance manuals/plans, internal policies and procedures (including AML/KYC, data protection, risk management frameworks and assessments, business continuity plans and internal control documents).

ILLUSTRATIVE DOCUMENTS

  • AML/CFT Policy
  • Enterprise-wide Risk Assessment
  • General Compliance Manual
  • Conflicts of Interest Policy
  • Code of Ethics
  • Complaints Policy
  • Whistleblower Policy
  • Token Risk Assessment Policy
    • Technology Risk Management Framework
    • Cyber-Hygiene Policy
    • Accredited Investor Opt-In Form
    • Gifts Policy
    • Publicity and Social Media Policy
    • Document Retention Policy
    • Disaster Recovery Policy
    • ESG Policy
    •  
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