Compliance Made Simpler
We make businesses more profitable by solving their compliance needs simply and efficiently. Our team includes consultants with more than 10 years of experience working at a regulator (ex-MAS), as well as consultants who have led the legal & compliance functions of regulated financial institutions.
LICENSING
We assist you in preparing regulatory license or registration applications and obtaining MAS (Singapore) or SFC (Hong Kong) licenses for companies and individuals, including funds, broker-dealers, fintechs and payments businesses.
OUTSOURCED
COMPLIANCE
We help you understand your ongoing regulatory obligations and create personalised compliance plans (including outsourced compliance support) to meet those requirements.
ADVISORY
We offer non-legal advisory and consulting services with respect to compliance matters, including corporate governance, managing regulator expectations and communications, updating you on market developments and best practice trends, and recommending cost-efficient solutions to address and comply with applicable regulations.
POLICIES & PROCEDURES
We draft and customise compliance manuals/plans, internal policies and procedures (including AML/KYC, data protection, risk management frameworks and assessments, business continuity plans and internal control documents).
AML/CFT Services
We assist with all aspects of your AML and KYC programme, including preparing and reviewing AML and on-boarding procedures, investor and client screening, AML remediation and refresher exercises and specialized staff training.
training
We design and deliver compliance training solutions to meet your business needs and track training records for licensed representatives to ensure they fulfil their requirements, including Singapore’s Continuous Professional Training and Financial Advisers Continuous Professional Training requirements. For further details of our training offerings, click here.
INTERNAL AUDIT
We provide internal audit services of your internal control functions (Compliance, Operations, Finance, etc) to satisfy regulatory requirements. We also offer consulting with respect to navigating internal audits.
HOW CAN WE HELP YOU?
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Actionable Strategy for a Grey Environment | © 2023 HM
*HM is not a law firm and neither it nor its personnel may act as an advocate or solicitor for purposes of the Singapore Legal Profession Act. HM is a Singapore-headquartered management consulting firm.
HM operates under three brands: HM Strategy, HM Compliance and HM Counsel. HM Compliance offers Singapore compliance services, including outsourced compliance, MAS licensing services, ad hoc advisory and consulting services, corporate governance advisory, ESG consulting, training and internal audit. HM launched as a Singapore compliance consultancy in 2018. HM Strategy offers regulatory and management strategy advice to Boards of Directors and senior management as well as risk management consulting. HM Counsel offers in-house counsel services.