AT A GLANCE

HM has a deep understanding of the regulatory environment for fund managers and has advised licensed fund management companies (“LFMCs”), registered fund management companies (“RFMCs”), venture capital fund managers (“VCFMs”) and exempt fund managers (such as funds that invest in digital payment tokens relying on the non-capital markets product exemption).   For additional reference materials, see our Funds Knowledge Library

A FULL SCOPE OF
OUTSOURCED
COMPLIANCE SERVICES

COMPLIANCE POLICIES AND PROCEDURES

COMPLIANCE ADVISORY AND REGULATORY UPDATES

CLIENT ONBOARDING AND ONGOING MONITORING

 

ENTERPRISE-WIDE RISK ASSESSMENT

 

DAY TO DAY SUPPORT

 

TRAINING

HOW CAN WE HELP YOU?

Get In Touch