AT A GLANCE
HM has a deep understanding of the regulatory environment for fund managers and has advised licensed fund management companies (“LFMCs”), registered fund management companies (“RFMCs”), venture capital fund managers (“VCFMs”) and exempt fund managers (such as funds that invest in digital payment tokens relying on the non-capital markets product exemption). For additional reference materials, see our Funds Knowledge Library.
A FULL SCOPE OF
COMPLIANCE POLICIES AND PROCEDURES
COMPLIANCE ADVISORY AND REGULATORY UPDATES
CLIENT ONBOARDING AND ONGOING MONITORING
ENTERPRISE-WIDE RISK ASSESSMENT
DAY TO DAY SUPPORT